PFG Filing
4Filing Date: Jun 30, 2026

PRINCIPAL FINANCIAL GROUP INC (PFG) · Insider Trading (Form 4) SEC Filing

Statement of Changes in Beneficial Ownership

descriptionView SEC Filing
ACC: 0001126328-26-000171open_in_new
Total Value$16.4K
Trades2
Insiders1

Transaction Details

Mills Scott
Director·Direct
Grant · Acquire
Phantom Stock UnitsDerivative
Shares+152
Price$107.75
Total Value$16.4K
Shares Owned After20.49K
Transaction DateJun 26, 2026
Footnotes ▸

The units convert to common stock on a one-for-one basis. | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement

Mills Scott
Director·Direct
Grant · Acquire
Common Stock
Shares+253
Price$0.00
Total Value$0
Shares Owned After36.14K
Transaction DateJun 26, 2026
Footnotes ▸

Grant of restricted stock units.

Post-Transaction Holdings

Mills Scott
SecuritySharesChange
Common Stock36.14K+253 (0.70%)
Phantom Stock Units20.49K+152 (0.75%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-06-26 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: PRINCIPAL FINANCIAL GROUP INC (PFG) CIK: 0001126328 --- Reporting Owner --- Name: Mills Scott CIK: 0001559855 Role: Director --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-06-26 | Code: A (Grant or award) Shares: +253 | Price: $0.00 Shares Owned After: 36,140 | Ownership: D (Direct) Footnotes: [F1] Grant of restricted stock units. --- Derivative Transactions --- [Transaction #1] Security: Phantom Stock Units Date: 2026-06-26 | Code: A (Grant or award) Shares: +152 | Price: $107.75 Shares Owned After: 20,493 | Ownership: D (Direct) Footnotes: [F2] The units convert to common stock on a one-for-one basis. [F3] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement [F3] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement --- Footnotes (Complete Index) --- F1: Grant of restricted stock units. F2: The units convert to common stock on a one-for-one basis. F3: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement --- Signature --- /s/ Chris Agbe-Davies as Attorney-in-Fact (2026-06-26)

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