PFG Filing
4Filing Date: Jun 30, 2026
PRINCIPAL FINANCIAL GROUP INC (PFG) · Insider Trading (Form 4) SEC Filing
Statement of Changes in Beneficial Ownership
descriptionView SEC Filing
ACC: 0001126328-26-000170open_in_new
Total Value$23.6K
Trades2
Insiders1
Transaction Details
HOCHSCHILD ROGER C
Director·Direct
Grant · Acquire
Common Stock
Shares+294
Price$0.00
Total Value$0
Shares Owned After41.48K
Transaction DateJun 26, 2026
Footnotes ▸
Grant of restricted stock units.
HOCHSCHILD ROGER C
Director·Direct
Grant · Acquire
Phantom Stock UnitsDerivative
Shares+219
Price$107.75
Total Value$23.6K
Shares Owned After29.67K
Transaction DateJun 26, 2026
Footnotes ▸
The units convert to common stock on a one-for-one basis. | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
Post-Transaction Holdings
HOCHSCHILD ROGER C
| Security | Shares | Change |
|---|---|---|
| Common Stock | 41.48K | +294 (0.71%) |
| Phantom Stock Units | 29.67K | +219 (0.74%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-06-26
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
--- Reporting Owner ---
Name: HOCHSCHILD ROGER C
CIK: 0001183833
Role: Director
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-06-26 | Code: A (Grant or award)
Shares: +294 | Price: $0.00
Shares Owned After: 41,477 | Ownership: D (Direct)
Footnotes:
[F1] Grant of restricted stock units.
--- Derivative Transactions ---
[Transaction #1]
Security: Phantom Stock Units
Date: 2026-06-26 | Code: A (Grant or award)
Shares: +219 | Price: $107.75
Shares Owned After: 29,674 | Ownership: D (Direct)
Footnotes:
[F2] The units convert to common stock on a one-for-one basis.
[F3] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
[F3] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
--- Footnotes (Complete Index) ---
F1: Grant of restricted stock units.
F2: The units convert to common stock on a one-for-one basis.
F3: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
--- Signature ---
/s/ Chris Agbe-Davies as Attorney-in-Fact (2026-06-30)