GOLDMAN SACHS GROUP INC (GS) · Initial Holdings (Form 3) SEC Filing

=== SEC Form 3 — Statement of Changes in Beneficial Ownership === Document Type: 3 Period of Report: 2026-07-01 --- Issuer --- Name: GOLDMAN SACHS GROUP INC (GS) CIK: 0000886982 --- Reporting Owner --- Name: LESLIE ERICKA T CIK: 0001910388 Role: Officer (Chief Administrative Officer) --- Holdings --- [Holding #1] Security: Common Stock, par value $0.01 per share Ownership: D (Direct) Footnotes: [F1] Certain of these shares cannot be sold or transferred before January 2027. [Holding #2] Security: Common Stock, par value $0.01 per share Ownership: I (Indirect) Footnotes: [F2] Held through trusts, the sole trustee of which is the Reporting Person's partner and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. [Holding #3] Security: Restricted Stock Units Ownership: D (Direct) Footnotes: [F3] These Restricted Stock Units ("RSUs") were granted in January 2026. These RSUs are fully vested and a portion will generally convert into shares of the Issuer's common stock on dates ranging from January 2027 to January 2029. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before dates ranging from January 2028 to January 2030. [F3] These Restricted Stock Units ("RSUs") were granted in January 2026. These RSUs are fully vested and a portion will generally convert into shares of the Issuer's common stock on dates ranging from January 2027 to January 2029. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before dates ranging from January 2028 to January 2030. [F3] These Restricted Stock Units ("RSUs") were granted in January 2026. These RSUs are fully vested and a portion will generally convert into shares of the Issuer's common stock on dates ranging from January 2027 to January 2029. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before dates ranging from January 2028 to January 2030. --- Footnotes (Complete Index) --- F1: Certain of these shares cannot be sold or transferred before January 2027. F2: Held through trusts, the sole trustee of which is the Reporting Person's partner and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. F3: These Restricted Stock Units ("RSUs") were granted in January 2026. These RSUs are fully vested and a portion will generally convert into shares of the Issuer's common stock on dates ranging from January 2027 to January 2029. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before dates ranging from January 2028 to January 2030. --- Signature --- /s/ /s/ Jamie A. Greenberg, Attorney-in-fact (2026-07-02)