4Filing Date: Jul 2, 2026

Moodys (MCO)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001481153-26-000015
Total Value$831.6K
Trades7
Insiders1

Transaction Details

Fauber Robert
President and CEO, Director·Direct
Sell · Dispose
Common Stock
Shares-1.17K
Price$455.49
Total Value$531.6K
Shares Owned After52.26K
Transaction DateJul 1, 2026
10b5-1
Footnotes ▸

Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Fauber Robert
President and CEO, Director·Direct
Exercise · Dispose
Employee Stock Option (right to buy)Derivative
Shares-575
Price$0.00
Total Value$0
Shares Owned After1.72K
Transaction DateJul 1, 2026
ExpiresFeb 16, 2028
10b5-1
Footnotes ▸

Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. | One fourth of options vest each year beginning with the date indicated.

Fauber Robert
President and CEO, Director·Direct
Exercise · Acquire
Common Stock
Shares+575
Price$167.50
Total Value$96.3K
Shares Owned After53.43K
Transaction DateJul 1, 2026
10b5-1
Footnotes ▸

Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Fauber Robert
President and CEO, Director·Direct
Exercise · Dispose
Employee Stock Option (right to buy)Derivative
Shares-592
Price$0.00
Total Value$0
Shares Owned After1.24K
Transaction DateJul 1, 2026
ExpiresFeb 23, 2027
10b5-1
Footnotes ▸

Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. | One fourth of options vest each year beginning with the date indicated.

Fauber Robert
President and CEO, Director·Direct
Exercise · Acquire
Common Stock
Shares+592
Price$113.34
Total Value$67.1K
Shares Owned After52.86K
Transaction DateJul 1, 2026
10b5-1
Footnotes ▸

Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Fauber Robert
President and CEO, Director·Direct
Sell · Dispose
Common Stock
Shares-300
Price$455.49
Total Value$136.6K
Shares Owned After52.26K
Transaction DateJul 1, 2026
10b5-1
Footnotes ▸

Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Fauber Robert
President and CEO, Director·Indirect · Trust
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After22.32K
10b5-1Holding Only

Post-Transaction Holdings

Fauber Robert · President and CEO, Director
SecuritySharesChange
Common Stock74.59K-300 (-0.40%)
Employee Stock Option (right to buy)1.72K-1.17K (-40.39%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-07-01 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: MOODYS CORP /DE/ (MCO) CIK: 0001059556 --- Reporting Owner --- Name: Fauber Robert CIK: 0001481153 Role: Director, Officer (President and CEO) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-07-01 | Code: S (Open market sale) Shares: -300 | Price: $455.49 Total Value: $136,647.00 Shares Owned After: 52,263.918 | Ownership: D (Direct) Footnotes: [F1] Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. [Transaction #2] Security: Common Stock Date: 2026-07-01 | Code: M (Exercise of derivative) Shares: +592 | Price: $113.34 Total Value: $67,097.28 Shares Owned After: 52,855.918 | Ownership: D (Direct) Footnotes: [F2] Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. [Transaction #3] Security: Common Stock Date: 2026-07-01 | Code: M (Exercise of derivative) Shares: +575 | Price: $167.50 Total Value: $96,312.50 Shares Owned After: 53,430.918 | Ownership: D (Direct) Footnotes: [F2] Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. [Transaction #4] Security: Common Stock Date: 2026-07-01 | Code: S (Open market sale) Shares: -1,167 | Price: $455.49 Total Value: $531,556.83 Shares Owned After: 52,263.918 | Ownership: D (Direct) Footnotes: [F2] Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. --- Derivative Transactions --- [Transaction #1] Security: Employee Stock Option (right to buy) Date: 2026-07-01 | Code: M (Exercise of derivative) Shares: -592 | Price: $0.00 Exercisable: N/A | Expires: 2027-02-23 Shares Owned After: 1,235 | Ownership: D (Direct) Footnotes: [F2] Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. [F3] One fourth of options vest each year beginning with the date indicated. [Transaction #2] Security: Employee Stock Option (right to buy) Date: 2026-07-01 | Code: M (Exercise of derivative) Shares: -575 | Price: $0.00 Exercisable: N/A | Expires: 2028-02-16 Shares Owned After: 1,722 | Ownership: D (Direct) Footnotes: [F2] Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. [F3] One fourth of options vest each year beginning with the date indicated. --- Holdings --- [Holding #1] Security: Common Stock Ownership: I (Indirect) --- Footnotes (Complete Index) --- F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. --- Signature --- /s/ Elizabeth McCarroll, by power of attorney for Robert Fauber (2026-07-02)

keid analysis is for reference only and does not constitute investment advice.