Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.
Mock James M
Chief Financial Officer·Direct
Exercise · Acquire
Common Stock
Shares+1.45K
Price-
Total Value$0
Shares Owned After67.14K
Transaction DateJul 2, 2026
Footnotes ▸
Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis.
Mock James M
Chief Financial Officer·Direct
Exercise · Dispose
Restricted Stock UnitsDerivative
Shares-1.45K
Price$0.00
Total Value$0
Shares Owned After1.45K
Transaction DateJul 2, 2026
Footnotes ▸
Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis. | 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter. | 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
Post-Transaction Holdings
Mock James M
Security
Shares
Change
Common Stock
66.44K
+749 (1.14%)
Restricted Stock Units
1.45K
-1.45K (-49.97%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-07-02
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Moderna, Inc. (MRNA)
CIK: 0001682852
--- Reporting Owner ---
Name: Mock James M
CIK: 0001736359
Role: Officer (Chief Financial Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-07-02 | Code: M (Exercise of derivative)
Shares: +1,452
Shares Owned After: 67,139 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[Transaction #2]
Security: Common Stock
Date: 2026-07-02 | Code: F (Payment of exercise/tax)
Shares: -703 | Price: $72.50
Total Value: $50,967.50
Shares Owned After: 66,436 | Ownership: D (Direct)
Footnotes:
[F2] Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.
--- Derivative Transactions ---
[Transaction #1]
Security: Restricted Stock Units
Date: 2026-07-02 | Code: M (Exercise of derivative)
Shares: -1,452 | Price: $0.00
Shares Owned After: 1,454 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[F3] 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
[F3] 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
--- Footnotes (Complete Index) ---
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.
F3: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
--- Signature ---
/s/ /s/ James Dillon, As Attorney-in-Fact (2026-07-06)
