4Filing Date: Dec 23, 2025
Principal Financial (PFG)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001126328-25-000106
Total Value$2.5K
Trades2
Insiders1
Transaction Details
RIVERA ALFREDO
Director·Direct
Grant · Acquire
Common StockDerivative
Shares+28
Price$88.95
Total Value$2.5K
Shares Owned After3.23K
Transaction DateDec 19, 2025
Footnotes ▸
The units convert to common stock on a one-for-one basis. | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
RIVERA ALFREDO
Director·Direct
Grant · Acquire
Common Stock
Shares+137
Price$0.00
Total Value$0
Shares Owned After14.07K
Transaction DateDec 19, 2025
Footnotes ▸
Grant of restricted stock units.
Post-Transaction Holdings
RIVERA ALFREDO · Director
| Security | Shares | Change |
|---|---|---|
| Common Stock | 3.23K | +165 (5.39%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2025-12-19
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
--- Reporting Owner ---
Name: RIVERA ALFREDO
CIK: 0001676976
Role: Director
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2025-12-19 | Code: A (Grant or award)
Shares: +137 | Price: $0.00
Shares Owned After: 14,075 | Ownership: D (Direct)
Footnotes:
[F1] Grant of restricted stock units.
--- Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2025-12-19 | Code: A (Grant or award)
Shares: +28 | Price: $88.95
Shares Owned After: 3,225 | Ownership: D (Direct)
Footnotes:
[F2] The units convert to common stock on a one-for-one basis.
[F3] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
[F3] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
--- Footnotes (Complete Index) ---
F1: Grant of restricted stock units.
F2: The units convert to common stock on a one-for-one basis.
F3: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
--- Signature ---
/s/ Chris Agbe-Davies as Attorney-in-Fact (2025-12-23)