4Filing Date: Jan 6, 2026
Capital One Financial (COF)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001741273-26-000003
Total Value$772.9K
Trades1
Insiders1
Transaction Details
Dean Lia
Pres, Banking & Prem. Products·Direct
Sell · Dispose
Common Stock
Shares-3.16K
Price$244.35
Total Value$772.9K
Shares Owned After66.69K
Transaction DateJan 2, 2026
10b5-1
Footnotes ▸
This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Post-Transaction Holdings
Dean Lia · Pres, Banking & Prem. Products
| Security | Shares | Change |
|---|---|---|
| Common Stock | 66.69K | -3.16K (-4.53%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-01-02
10b5-1 Pre-arranged Plan: Yes
--- Issuer ---
Name: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
--- Reporting Owner ---
Name: Dean Lia
CIK: 0001741273
Role: Officer (Pres, Banking & Prem. Products)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-01-02 | Code: S (Open market sale)
Shares: -3,163 | Price: $244.35
Total Value: $772,879.05
Shares Owned After: 66,692 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
--- Footnotes (Complete Index) ---
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
--- Signature ---
/s/ /s/ Blaise F. Brennan (POA on file) (2026-01-05)