=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-01-16
10b5-1 Pre-arranged Plan: Yes
--- Issuer ---
Name: Uber Technologies, Inc (UBER)
CIK: 0001543151
--- Reporting Owner ---
Name: West Tony
CIK: 0001626201
Role: Officer (See Remarks)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-01-16 | Code: M (Exercise of derivative)
Shares: +1,282
Shares Owned After: 176,705 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
[Transaction #2]
Security: Common Stock
Date: 2026-01-16 | Code: M (Exercise of derivative)
Shares: +1,494
Shares Owned After: 178,199 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
[Transaction #3]
Security: Common Stock
Date: 2026-01-16 | Code: M (Exercise of derivative)
Shares: +2,910
Shares Owned After: 181,109 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
[Transaction #4]
Security: Common Stock
Date: 2026-01-16 | Code: M (Exercise of derivative)
Shares: +3,073
Shares Owned After: 184,182 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
[Transaction #5]
Security: Common Stock
Date: 2026-01-16 | Code: F (Payment of exercise/tax)
Shares: -636 | Price: $84.85
Total Value: $53,964.60
Shares Owned After: 183,546 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.
[Transaction #6]
Security: Common Stock
Date: 2026-01-16 | Code: F (Payment of exercise/tax)
Shares: -741 | Price: $84.85
Total Value: $62,873.85
Shares Owned After: 182,805 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.
[Transaction #7]
Security: Common Stock
Date: 2026-01-16 | Code: F (Payment of exercise/tax)
Shares: -1,443 | Price: $84.85
Total Value: $122,438.55
Shares Owned After: 181,362 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.
[Transaction #8]
Security: Common Stock
Date: 2026-01-16 | Code: F (Payment of exercise/tax)
Shares: -1,653 | Price: $84.85
Total Value: $140,257.05
Shares Owned After: 179,709 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.
[Transaction #9]
Security: Common Stock
Date: 2026-01-20 | Code: S (Open market sale)
Shares: -3,125 | Price: $83.50
Total Value: $260,937.50
Shares Owned After: 176,584 | Ownership: D (Direct)
Footnotes:
[F3] This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025.
--- Derivative Transactions ---
[Transaction #1]
Security: Restricted Stock Units
Date: 2026-01-16 | Code: M (Exercise of derivative)
Shares: -1,282 | Price: $0.00
Shares Owned After: 48,714 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
[F4] The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[F4] The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[Transaction #2]
Security: Restricted Stock Units
Date: 2026-01-16 | Code: M (Exercise of derivative)
Shares: -1,494 | Price: $0.00
Shares Owned After: 38,823 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
[F5] The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[F5] The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[Transaction #3]
Security: Restricted Stock Units
Date: 2026-01-16 | Code: M (Exercise of derivative)
Shares: -2,910 | Price: $0.00
Shares Owned After: 40,745 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
[F6] The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[F6] The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[Transaction #4]
Security: Restricted Stock Units
Date: 2026-01-16 | Code: M (Exercise of derivative)
Shares: -3,073 | Price: $0.00
Shares Owned After: 6,145 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
[F7] The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[F7] The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
--- Footnotes (Complete Index) ---
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.
F3: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025.
F4: The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F5: The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F6: The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F7: The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
--- Signature ---
/s/ /s/ Carolyn Mo by Power of Attorney for Tony West (2026-01-21)
