4Filing Date: Feb 27, 2026

Principal Financial (PFG)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001126328-26-000035
Total Value$290.4K
Trades1
Insiders1

Transaction Details

McCullum Kenneth A.
EVP - Chief Risk Officer·Direct
Dispose · Dispose
Common Stock
Shares-3.07K
Price$94.55
Total Value$290.4K
Shares Owned After43.75K
Transaction DateFeb 25, 2026
10b5-1
Footnotes ▸

This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 3/13/2025. | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.28 to $94.72, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. | Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Post-Transaction Holdings

McCullum Kenneth A. · EVP - Chief Risk Officer
SecuritySharesChange
Common Stock43.75K-3.07K (-6.56%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-02-25 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: PRINCIPAL FINANCIAL GROUP INC (PFG) CIK: 0001126328 --- Reporting Owner --- Name: McCullum Kenneth A. CIK: 0001830834 Role: Officer (EVP - Chief Risk Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-02-25 | Code: D (Sale to issuer) Shares: -3,071 | Price: $94.55 Total Value: $290,363.05 Shares Owned After: 43,752 | Ownership: D (Direct) Footnotes: [F1] This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 3/13/2025. [F2] The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.28 to $94.72, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. [F3] Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. --- Footnotes (Complete Index) --- F1: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 3/13/2025. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.28 to $94.72, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. --- Signature --- /s/ Chris Agbe-Davies as Attorney-in-Fact (2026-02-27)

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