4Filing Date: Mar 4, 2026
Caterpillar
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001104659-26-023599
Total Value$257.4K
Trades4
Insiders1
Transaction Details
Kaiser Jason
Group President·Direct
Tax W/H · Dispose
Common Stock
Shares-358
Price$719.13
Total Value$257.4K
Shares Owned After9.96K
Transaction DateMar 3, 2026
Footnotes ▸
Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.
Kaiser Jason
Group President·Direct
Grant · Acquire
Employee Stock optionsDerivative
Shares+4.60K
Price$0.00
Total Value$0
Shares Owned After4.60K
Transaction DateMar 2, 2026
ExpiresMar 2, 2036
Footnotes ▸
The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Kaiser Jason
Group President·Direct
Grant · Acquire
Common Stock
Shares+1.65K
Price$0.00
Total Value$0
Shares Owned After10.32K
Transaction DateMar 2, 2026
Footnotes ▸
Includes adjustment for dividends accrued.
Kaiser Jason
Group President·Indirect · Held by 401(k) Plan
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After368
Footnotes ▸
The information in this report is based on a 401(k) plan statement as of February 28, 2026.
Post-Transaction Holdings
Kaiser Jason · Group President
| Security | Shares | Change |
|---|---|---|
| Common Stock | 10.33K | +1.29K (14.30%) |
| Employee Stock options | 4.60K | +4.60K |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-03-02
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: CATERPILLAR INC (CAT)
CIK: 0000018230
--- Reporting Owner ---
Name: Kaiser Jason
CIK: 0002005183
Role: Officer (Group President)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-03-02 | Code: A (Grant or award)
Shares: +1,650 | Price: $0.00
Shares Owned After: 10,320 | Ownership: D (Direct)
Footnotes:
[F1] Includes adjustment for dividends accrued.
[Transaction #2]
Security: Common Stock
Date: 2026-03-03 | Code: F (Payment of exercise/tax)
Shares: -358 | Price: $719.13
Total Value: $257,448.54
Shares Owned After: 9,962 | Ownership: D (Direct)
Footnotes:
[F2] Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.
--- Derivative Transactions ---
[Transaction #1]
Security: Employee Stock options
Date: 2026-03-02 | Code: A (Grant or award)
Shares: +4,601 | Price: $0.00
Exercisable: N/A | Expires: 2036-03-02
Shares Owned After: 4,601 | Ownership: D (Direct)
Footnotes:
[F4] The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
--- Holdings ---
[Holding #1]
Security: Common Stock
Ownership: I (Indirect)
Footnotes:
[F3] The information in this report is based on a 401(k) plan statement as of February 28, 2026.
--- Footnotes (Complete Index) ---
F1: Includes adjustment for dividends accrued.
F2: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.
F3: The information in this report is based on a 401(k) plan statement as of February 28, 2026.
F4: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
--- Signature ---
/s/ /s/ Nicole Puza, POA for Jason Kaiser (2026-03-04)