4Filing Date: Mar 6, 2026

Broadridge Financial Solutions

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001225208-26-003367
Total Value$0
Trades2
Insiders1

Transaction Details

Mosconi Patricia Ann
Director·Direct
Grant · Acquire
Common Stock
Shares+420
Price$0.00
Total Value$0
Shares Owned After430
Transaction DateMar 5, 2026
Footnotes ▸

The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Mosconi Patricia Ann
Director·Direct
Grant · Acquire
Stock Option (Right to Buy)Derivative
Shares+1.79K
Price$0.00
Total Value$0
Shares Owned After1.79K
Transaction DateMar 5, 2026
ExpiresMar 5, 2036
Footnotes ▸

Stock options vest immediately upon grant.

Post-Transaction Holdings

Mosconi Patricia Ann · Director
SecuritySharesChange
Common Stock430+420 (4200.00%)
Stock Option (Right to Buy)1.79K+1.79K
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-03-05 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) CIK: 0001383312 --- Reporting Owner --- Name: Mosconi Patricia Ann CIK: 0002111349 Role: Director --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-03-05 | Code: A (Grant or award) Shares: +420 | Price: $0.00 Shares Owned After: 430 | Ownership: D (Direct) Footnotes: [F1] The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. --- Derivative Transactions --- [Transaction #1] Security: Stock Option (Right to Buy) Date: 2026-03-05 | Code: A (Grant or award) Shares: +1,786 | Price: $0.00 Exercisable: N/A | Expires: 2036-03-05 Shares Owned After: 1,786 | Ownership: D (Direct) Footnotes: [F2] Stock options vest immediately upon grant. --- Footnotes (Complete Index) --- F1: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2: Stock options vest immediately upon grant. --- Signature --- /s/ Maria Allen, Power of Attorney (2026-03-06)

keid analysis is for reference only and does not constitute investment advice.