Rocket (RKT) 4: Brown Brian Nicholas bought 367,892 shares of Class A commo… (Mar 10, 2026)

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-03-07 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Rocket Companies, Inc. (RKT) CIK: 0001805284 --- Reporting Owner --- Name: Brown Brian Nicholas CIK: 0001820672 Role: Officer (President & Chief Fin Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A common stock Date: 2026-03-07 | Code: A (Grant or award) Shares: +367,892 | Price: $0.00 Shares Owned After: 1,334,365 | Ownership: D (Direct) Footnotes: [F1] Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. [Transaction #2] Security: Class A common stock Date: 2026-03-07 | Code: F (Payment of exercise/tax) Shares: -16,572 | Price: $14.95 Total Value: $247,751.40 Shares Owned After: 1,317,793 | Ownership: D (Direct) Footnotes: [F2] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. [Transaction #3] Security: Class A common stock Date: 2026-03-08 | Code: F (Payment of exercise/tax) Shares: -14,675 | Price: $14.95 Total Value: $219,391.25 Shares Owned After: 1,303,118 | Ownership: D (Direct) Footnotes: [F2] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Holdings --- [Holding #1] Security: Class L-1 common stock Ownership: D (Direct) [Holding #2] Security: Class L-2 common stock Ownership: D (Direct) --- Footnotes (Complete Index) --- F1: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. F2: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Signature --- /s/ /s/ Elisabeth Gormley, attorney in fact (2026-03-10)