4Filing Date: Mar 10, 2026

Rocket (RKT) 4: Banfield William D. bought 234,113 shares of Class A common… (Mar 10, 2026)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001805284-26-000029
Total Value$658.6K
Trades4
Insiders1

Transaction Details

Banfield William D.
Chief Business Officer·Direct
Grant · Acquire
Class A common stock
Shares+234.11K
Price$0.00
Total Value$0
Shares Owned After953.99K
Transaction DateMar 7, 2026
Footnotes ▸

Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

Banfield William D.
Chief Business Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-44.05K
Price$14.95
Total Value$658.6K
Shares Owned After909.94K
Transaction DateMar 7, 2026
Footnotes ▸

Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Banfield William D.
Chief Business Officer·Direct
Class L-1 common stock
Shares0
Price-
Total Value$0
Shares Owned After2.83M
Banfield William D.
Chief Business Officer·Direct
Class L-2 common stock
Shares0
Price-
Total Value$0
Shares Owned After2.83M

Post-Transaction Holdings

Banfield William D. · Chief Business Officer
SecuritySharesChange
Class A common stock953.99K+190.06K (24.88%)
Class L-1 common stock2.83M-
Class L-2 common stock2.83M-
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-03-07 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Rocket Companies, Inc. (RKT) CIK: 0001805284 --- Reporting Owner --- Name: Banfield William D. CIK: 0002028108 Role: Officer (Chief Business Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A common stock Date: 2026-03-07 | Code: A (Grant or award) Shares: +234,113 | Price: $0.00 Shares Owned After: 953,993 | Ownership: D (Direct) Footnotes: [F1] Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. [Transaction #2] Security: Class A common stock Date: 2026-03-07 | Code: F (Payment of exercise/tax) Shares: -44,053 | Price: $14.95 Total Value: $658,592.35 Shares Owned After: 909,940 | Ownership: D (Direct) Footnotes: [F2] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Holdings --- [Holding #1] Security: Class L-1 common stock Ownership: D (Direct) [Holding #2] Security: Class L-2 common stock Ownership: D (Direct) --- Footnotes (Complete Index) --- F1: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. F2: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Signature --- /s/ /s/ Elisabeth Gormley, attorney in fact (2026-03-10)

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