=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-03-16
10b5-1 Pre-arranged Plan: Yes
--- Issuer ---
Name: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
--- Reporting Owner ---
Name: Rishel Jeremy
CIK: 0001934200
Role: Officer (Chief Technology Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-03-16 | Code: M (Exercise of derivative)
Shares: +271,752
Shares Owned After: 1,066,349.972 | Ownership: D (Direct)
Footnotes:
[F1] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[Transaction #2]
Security: Common Stock
Date: 2026-03-16 | Code: M (Exercise of derivative)
Shares: +28,748
Shares Owned After: 1,095,097.972 | Ownership: D (Direct)
Footnotes:
[F1] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[Transaction #3]
Security: Common Stock
Date: 2026-03-17 | Code: F (Payment of exercise/tax)
Shares: -160,500 | Price: $17.62
Total Value: $2,827,528.50
Shares Owned After: 934,597.972 | Ownership: D (Direct)
Footnotes:
[F2] Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
[Transaction #4]
Security: Common Stock
Date: 2026-03-18 | Code: S (Open market sale)
Shares: -94,958 | Price: $17.43
Total Value: $1,655,117.94
Shares Owned After: 839,639.972 | Ownership: D (Direct)
Footnotes:
[F3] The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 2, 2025.
--- Derivative Transactions ---
[Transaction #1]
Security: Restricted Stock Unit
Date: 2026-03-16 | Code: M (Exercise of derivative)
Shares: -271,752 | Price: $0.00
Shares Owned After: 536,698 | Ownership: D (Direct)
Footnotes:
[F1] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F4] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.
[F4] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.
[Transaction #2]
Security: Restricted Stock Unit
Date: 2026-03-16 | Code: M (Exercise of derivative)
Shares: -28,748 | Price: $0.00
Shares Owned After: 244,362 | Ownership: D (Direct)
Footnotes:
[F1] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F5] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025.
[F5] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025.
--- Footnotes (Complete Index) ---
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 2, 2025.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.
F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025.
--- Signature ---
/s/ /s/ Deanna M. Smith, Attorney-in-Fact (2026-03-18)
