=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-03-16
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
--- Reporting Owner ---
Name: Noto Anthony
CIK: 0001613438
Role: Director, Officer (Chief Executive Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-03-16 | Code: M (Exercise of derivative)
Shares: +305,651
Shares Owned After: 12,010,003 | Ownership: D (Direct)
Footnotes:
[F1] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[Transaction #2]
Security: Common Stock
Date: 2026-03-16 | Code: M (Exercise of derivative)
Shares: +154,197
Shares Owned After: 12,164,200 | Ownership: D (Direct)
Footnotes:
[F1] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[Transaction #3]
Security: Common Stock
Date: 2026-03-16 | Code: F (Payment of exercise/tax)
Shares: -249,004 | Price: $17.76
Total Value: $4,422,311.04
Shares Owned After: 11,915,196 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
--- Derivative Transactions ---
[Transaction #1]
Security: Restricted Stock Unit
Date: 2026-03-16 | Code: M (Exercise of derivative)
Shares: -305,651 | Price: $0.00
Shares Owned After: 1,089,323 | Ownership: D (Direct)
Footnotes:
[F1] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F3] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.
[F3] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.
[Transaction #2]
Security: Restricted Stock Unit
Date: 2026-03-16 | Code: M (Exercise of derivative)
Shares: -154,197 | Price: $0.00
Shares Owned After: 822,385 | Ownership: D (Direct)
Footnotes:
[F1] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F4] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
[F4] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
--- Footnotes (Complete Index) ---
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
--- Signature ---
/s/ /s/ Deanna M. Smith, Attorney-in-Fact (2026-03-18)
