NIO Inc. (NIO) · Initial Holdings (Form 3) SEC Filing

=== SEC Form 3 — Statement of Changes in Beneficial Ownership === Document Type: 3 Period of Report: 2026-03-18 --- Issuer --- Name: NIO Inc. (NIO) CIK: 0001736541 --- Reporting Owner --- Name: Li Bin (William) CIK: 0002115037 Role: Director, Officer (Chief Executive Officer) --- Holdings --- [Holding #1] Security: Class A ordinary shares Ownership: I (Indirect) [Holding #2] Security: Class C ordinary shares Ownership: I (Indirect) [Holding #3] Security: Class C ordinary shares Ownership: I (Indirect) [Holding #4] Security: Class C ordinary shares Ownership: I (Indirect) [Holding #5] Security: American depositary shares Ownership: D (Direct) Footnotes: [F1] Each American depositary share represents one Class A ordinary share. [Holding #6] Security: Options (right to buy) Ownership: D (Direct) Footnotes: [F2] Represents options granted to the reporting person pursuant to the issuer's share incentive plans, all of which have vested as of the date of this Form 3. [Holding #7] Security: Restricted share units Ownership: D (Direct) Footnotes: [F3] Represents restricted share units granted to the reporting person pursuant to the issuer's 2026 Share Incentive Plan, which consist of ten tranches. The vesting of each tranche is subject to the satisfaction of certain performance conditions. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. [F3] Represents restricted share units granted to the reporting person pursuant to the issuer's 2026 Share Incentive Plan, which consist of ten tranches. The vesting of each tranche is subject to the satisfaction of certain performance conditions. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. --- Footnotes (Complete Index) --- F1: Each American depositary share represents one Class A ordinary share. F2: Represents options granted to the reporting person pursuant to the issuer's share incentive plans, all of which have vested as of the date of this Form 3. F3: Represents restricted share units granted to the reporting person pursuant to the issuer's 2026 Share Incentive Plan, which consist of ten tranches. The vesting of each tranche is subject to the satisfaction of certain performance conditions. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. --- Signature --- /s/ /s/ Eve Tang, Attorney-in-Fact for Bin (William) Li (2026-03-18)