4Filing Date: May 6, 2026
Caterpillar
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001104659-26-056437
Total Value$0
Trades2
Insiders1
Transaction Details
Kaiser Jason
Group President·Direct
Gift · Dispose
Common Stock
Shares-294
Price$0.00
Total Value$0
Shares Owned After9.30K
Transaction DateMay 6, 2026
Footnotes ▸
Represents a donation of ordinary shares to a Donor Advised Fund.
Kaiser Jason
Group President·Indirect · Held by 401(k) plan
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After368
Footnotes ▸
The information in this report is based on a 401(k) plan statement dated as of April 30, 2026.
Post-Transaction Holdings
Kaiser Jason · Group President
| Security | Shares | Change |
|---|---|---|
| Common Stock | 9.67K | -294 (-2.95%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-05-06
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: CATERPILLAR INC (CAT)
CIK: 0000018230
--- Reporting Owner ---
Name: Kaiser Jason
CIK: 0002005183
Role: Officer (Group President)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-05-06 | Code: G (Gift)
Shares: -294 | Price: $0.00
Shares Owned After: 9,300 | Ownership: D (Direct)
Footnotes:
[F1] Represents a donation of ordinary shares to a Donor Advised Fund.
--- Holdings ---
[Holding #1]
Security: Common Stock
Ownership: I (Indirect)
Footnotes:
[F2] The information in this report is based on a 401(k) plan statement dated as of April 30, 2026.
--- Footnotes (Complete Index) ---
F1: Represents a donation of ordinary shares to a Donor Advised Fund.
F2: The information in this report is based on a 401(k) plan statement dated as of April 30, 2026.
--- Signature ---
/s/ /s/ Nicole Puza, POA for Jason Kaiser (2026-05-06)