RKT Filing
4Filing Date: May 7, 2026
Rocket Companies, Inc. (RKT) · Insider Trading (Form 4) SEC Filing
Statement of Changes in Beneficial Ownership
descriptionView SEC Filing
ACC: 0001805284-26-000062open_in_new
Total Value$739.5K
Trades1
Insiders1
Transaction Details
Malhotra Shawn
Chief Technology Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-52.48K
Price$14.09
Total Value$739.5K
Shares Owned After905.27K
Transaction DateMay 6, 2026
Footnotes ▸
Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Post-Transaction Holdings
Malhotra Shawn
| Security | Shares | Change |
|---|---|---|
| Class A common stock | 905.27K | -52.48K (-5.48%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-05-06
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Rocket Companies, Inc. (RKT)
CIK: 0001805284
--- Reporting Owner ---
Name: Malhotra Shawn
CIK: 0002028112
Role: Officer (Chief Technology Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Class A common stock
Date: 2026-05-06 | Code: F (Payment of exercise/tax)
Shares: -52,484 | Price: $14.09
Total Value: $739,499.56
Shares Owned After: 905,271 | Ownership: D (Direct)
Footnotes:
[F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Footnotes (Complete Index) ---
F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Signature ---
/s/ /s/ Elisabeth Gormley, attorney in fact (2026-05-07)