ROCKWELL AUTOMATION, INC (ROK) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-05-07 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: ROCKWELL AUTOMATION, INC (ROK) CIK: 0001024478 --- Reporting Owner --- Name: Riesterer Terry L. CIK: 0001794668 Role: Officer (Vice President and Controller) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-05-07 | Code: M (Exercise of derivative) Shares: +900 | Price: $246.77 Total Value: $222,093.00 Shares Owned After: 2,134 | Ownership: D (Direct) [Transaction #2] Security: Common Stock Date: 2026-05-07 | Code: M (Exercise of derivative) Shares: +1,246 | Price: $259.81 Total Value: $323,723.26 Shares Owned After: 3,380 | Ownership: D (Direct) [Transaction #3] Security: Common Stock Date: 2026-05-07 | Code: M (Exercise of derivative) Shares: +778 | Price: $279.50 Total Value: $217,451.00 Shares Owned After: 4,158 | Ownership: D (Direct) [Transaction #4] Security: Common Stock Date: 2026-05-07 | Code: S (Open market sale) Shares: -1,100 | Price: $451.83 Total Value: $497,015.20 Shares Owned After: 3,058 | Ownership: D (Direct) [Transaction #5] Security: Common Stock Date: 2026-05-07 | Code: S (Open market sale) Shares: -2,924 | Price: $452.02 Total Value: $1,321,706.77 Shares Owned After: 134 | Ownership: D (Direct) [Transaction #6] Security: Common Stock Date: 2026-05-08 | Code: M (Exercise of derivative) Shares: +500 | Price: $196.43 Total Value: $98,215.00 Shares Owned After: 634 | Ownership: D (Direct) [Transaction #7] Security: Common Stock Date: 2026-05-08 | Code: M (Exercise of derivative) Shares: +400 | Price: $246.77 Total Value: $98,708.00 Shares Owned After: 1,034 | Ownership: D (Direct) --- Derivative Transactions --- [Transaction #1] Security: Employee Stock Option (Right to Buy) Date: 2026-05-07 | Code: M (Exercise of derivative) Shares: -900 | Price: $0.00 Exercisable: N/A | Expires: 2030-12-10 Shares Owned After: 400 | Ownership: D (Direct) Footnotes: [F2] The options vest in three substantially equal annual installments beginning on the date exercisable. [Transaction #2] Security: Employee Stock Option (Right to Buy) Date: 2026-05-07 | Code: M (Exercise of derivative) Shares: -1,246 | Price: $0.00 Exercisable: N/A | Expires: 2032-12-09 Shares Owned After: 300 | Ownership: D (Direct) Footnotes: [F2] The options vest in three substantially equal annual installments beginning on the date exercisable. [Transaction #3] Security: Employee Stock Option (Right to Buy) Date: 2026-05-07 | Code: M (Exercise of derivative) Shares: -778 | Price: $0.00 Exercisable: N/A | Expires: 2033-12-04 Shares Owned After: 689 | Ownership: D (Direct) Footnotes: [F2] The options vest in three substantially equal annual installments beginning on the date exercisable. [Transaction #4] Security: Employee Stock Option (Right to Buy) Date: 2026-05-08 | Code: M (Exercise of derivative) Shares: -500 | Price: $0.00 Exercisable: N/A | Expires: 2029-12-05 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F2] The options vest in three substantially equal annual installments beginning on the date exercisable. [Transaction #5] Security: Employee Stock Option (Right to Buy) Date: 2026-05-08 | Code: M (Exercise of derivative) Shares: -400 | Price: $0.00 Exercisable: N/A | Expires: 2030-12-10 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F2] The options vest in three substantially equal annual installments beginning on the date exercisable. --- Holdings --- [Holding #1] Security: Common Stock Ownership: I (Indirect) Footnotes: [F1] Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. --- Footnotes (Complete Index) --- F1: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F2: The options vest in three substantially equal annual installments beginning on the date exercisable. --- Signature --- /s/ Danielle White, Attorney-in-fact for Terry L. Riesterer (2026-05-08)