AMERIPRISE FINANCIAL INC (AMP) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-05-14 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: AMERIPRISE FINANCIAL INC (AMP) CIK: 0000820027 --- Reporting Owner --- Name: Smyth Gerard P. CIK: 0001823254 Role: Officer (EVP & Hd. of Tech. & Serv. Del) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-05-14 | Code: M (Exercise of derivative) Shares: +2,221 | Price: $165.41 Total Value: $367,375.61 Shares Owned After: 13,795 | Ownership: D (Direct) [Transaction #2] Security: Common Stock Date: 2026-05-14 | Code: F (Payment of exercise/tax) Shares: -1,437 | Price: $471.22 Total Value: $677,143.14 Shares Owned After: 12,358 | Ownership: D (Direct) [Transaction #3] Security: Common Stock Date: 2026-05-14 | Code: S (Open market sale) Shares: -6,255 | Price: $472.52 Total Value: $2,955,606.97 Shares Owned After: 6,103 | Ownership: D (Direct) Footnotes: [F1] Reflects the weighted average price of 6,255 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 14, 2026 with sale prices ranging from $472.19 to $472.7551 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. --- Derivative Transactions --- [Transaction #1] Security: Employee Stock Option (right to buy) Date: 2026-05-14 | Code: M (Exercise of derivative) Shares: -2,221 | Price: $0.00 Exercisable: N/A | Expires: 2030-01-31 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F2] Fully vested. --- Footnotes (Complete Index) --- F1: Reflects the weighted average price of 6,255 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 14, 2026 with sale prices ranging from $472.19 to $472.7551 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Fully vested. --- Signature --- /s/ /s/ Wendy B. Mahling for Gerard P. Smyth (2026-05-18)