ARM HOLDINGS PLC /UK (ARM) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-05-15 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: ARM HOLDINGS PLC /UK (ARM) CIK: 0001973239 --- Reporting Owner --- Name: Eaton Charlotte Claire CIK: 0002102441 Role: Officer (Chief People Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Ordinary Shares Date: 2026-05-15 | Code: A (Grant or award) Shares: +5,612 Shares Owned After: 16,377 | Ownership: D (Direct) Footnotes: [F1] Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share. [F2] Represents performance-based restricted stock units granted on May 1, 2025, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee (the "Remuneration Committee") of the Board of Directors of the Company. [F3] Each restricted stock unit ("RSU") represents the right to receive, following vesting, 1 Ordinary Share held in the form of an ADS. [Transaction #2] Security: Ordinary Shares Date: 2026-05-15 | Code: M (Exercise of derivative) Shares: +2,200 Shares Owned After: 18,577 | Ownership: D (Direct) Footnotes: [F1] Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share. [F4] This RSU award was granted on May 1, 2025. 30% of the award vested on May 15, 2026. 30% of the award will vest on May 15, 2027, and the remaining 40% will vest on May 15, 2028, subject to continued service to the Company. [F3] Each restricted stock unit ("RSU") represents the right to receive, following vesting, 1 Ordinary Share held in the form of an ADS. [Transaction #3] Security: Ordinary Shares Date: 2026-05-15 | Code: F (Payment of exercise/tax) Shares: -3,672 | Price: $209.16 Total Value: $768,035.52 Shares Owned After: 14,905 | Ownership: D (Direct) Footnotes: [F1] Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share. [F5] Ordinary Shares withheld to satisfy tax withholding requirements on vesting of RSUs. --- Derivative Transactions --- [Transaction #1] Security: Restricted Stock Units Date: 2026-05-15 | Code: A (Grant or award) Shares: +8,044 | Price: $0.00 Shares Owned After: 125,705 | Ownership: D (Direct) Footnotes: [F3] Each restricted stock unit ("RSU") represents the right to receive, following vesting, 1 Ordinary Share held in the form of an ADS. [F6] This RSU award was granted effective May 15, 2026. 30% will vest on each of May 15, 2027, and May 15, 2028, and the remaining 40% will vest on May 15, 2029, subject to continued service to the Company. [F6] This RSU award was granted effective May 15, 2026. 30% will vest on each of May 15, 2027, and May 15, 2028, and the remaining 40% will vest on May 15, 2029, subject to continued service to the Company. [Transaction #2] Security: Restricted Stock Units Date: 2026-05-15 | Code: M (Exercise of derivative) Shares: -2,200 | Price: $0.00 Shares Owned After: 123,505 | Ownership: D (Direct) Footnotes: [F3] Each restricted stock unit ("RSU") represents the right to receive, following vesting, 1 Ordinary Share held in the form of an ADS. [F4] This RSU award was granted on May 1, 2025. 30% of the award vested on May 15, 2026. 30% of the award will vest on May 15, 2027, and the remaining 40% will vest on May 15, 2028, subject to continued service to the Company. [F4] This RSU award was granted on May 1, 2025. 30% of the award vested on May 15, 2026. 30% of the award will vest on May 15, 2027, and the remaining 40% will vest on May 15, 2028, subject to continued service to the Company. --- Footnotes (Complete Index) --- F1: Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share. F2: Represents performance-based restricted stock units granted on May 1, 2025, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee (the "Remuneration Committee") of the Board of Directors of the Company. F3: Each restricted stock unit ("RSU") represents the right to receive, following vesting, 1 Ordinary Share held in the form of an ADS. F4: This RSU award was granted on May 1, 2025. 30% of the award vested on May 15, 2026. 30% of the award will vest on May 15, 2027, and the remaining 40% will vest on May 15, 2028, subject to continued service to the Company. F5: Ordinary Shares withheld to satisfy tax withholding requirements on vesting of RSUs. F6: This RSU award was granted effective May 15, 2026. 30% will vest on each of May 15, 2027, and May 15, 2028, and the remaining 40% will vest on May 15, 2029, subject to continued service to the Company. --- Signature --- /s/ /s/ George Kanelos, as Attorney-in-Fact for Charlotte Claire Eaton (2026-05-19)