LITE Filing
4Filing Date: May 19, 2026
Lumentum Holdings Inc. (LITE) · Insider Trading (Form 4) SEC Filing
Statement of Changes in Beneficial Ownership
descriptionView SEC Filing
ACC: 0001489550-26-000002open_in_new
Total Value$6.69M
Trades2
Insiders1
Transaction Details
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-3.21K
Price$953.95
Total Value$3.06M
Shares Owned After81.49K
Transaction DateMay 18, 2026
10b5-1
Footnotes ▸
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2025.
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Tax W/H · Dispose
Common Stock
Shares-3.74K
Price$970.70
Total Value$3.63M
Shares Owned After84.70K
Transaction DateMay 15, 2026
10b5-1
Footnotes ▸
Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
Post-Transaction Holdings
Wupen Yuen
| Security | Shares | Change |
|---|---|---|
| Common Stock | 81.49K | -6.95K (-7.86%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-05-15
10b5-1 Pre-arranged Plan: Yes
--- Issuer ---
Name: Lumentum Holdings Inc. (LITE)
CIK: 0001633978
--- Reporting Owner ---
Name: Wupen Yuen
CIK: 0001489550
Role: Officer (PRESIDENT, GLOBAL BUS. UNITS)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-05-15 | Code: F (Payment of exercise/tax)
Shares: -3,741 | Price: $970.70
Total Value: $3,631,388.70
Shares Owned After: 84,698 | Ownership: D (Direct)
Footnotes:
[F1] Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
[Transaction #2]
Security: Common Stock
Date: 2026-05-18 | Code: S (Open market sale)
Shares: -3,210 | Price: $953.95
Total Value: $3,062,179.50
Shares Owned After: 81,488 | Ownership: D (Direct)
Footnotes:
[F2] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2025.
--- Footnotes (Complete Index) ---
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
F2: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2025.
--- Signature ---
/s/ /s/ Jae Kim as Attorney-in-Fact (2026-05-19)