These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.24 to $29.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. | Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
Darling Scott
Chief Legal Officer·Indirect · See Footnote
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After39.70K
Footnotes ▸
The shares are held by the Darling Family Trust. | The number of shares held reflects the deposit of 7,247 shares of Common Stock from the Reporting Person to the Darling Family Trust.
Post-Transaction Holdings
Darling Scott
Security
Shares
Change
Common Stock
128.43K
-6.63K (-4.91%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-05-20
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Upstart Holdings, Inc. (UPST)
CIK: 0001647639
--- Reporting Owner ---
Name: Darling Scott
CIK: 0001558259
Role: Officer (Chief Legal Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-05-20 | Code: S (Open market sale)
Shares: -6,634 | Price: $28.78
Total Value: $190,911.93
Shares Owned After: 88,728 | Ownership: D (Direct)
Footnotes:
[F1] These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
[F2] The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.24 to $29.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
[F3] Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
--- Holdings ---
[Holding #1]
Security: Common Stock
Ownership: I (Indirect)
Footnotes:
[F4] The shares are held by the Darling Family Trust.
[F5] The number of shares held reflects the deposit of 7,247 shares of Common Stock from the Reporting Person to the Darling Family Trust.
--- Footnotes (Complete Index) ---
F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.24 to $29.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F4: The shares are held by the Darling Family Trust.
F5: The number of shares held reflects the deposit of 7,247 shares of Common Stock from the Reporting Person to the Darling Family Trust.
--- Signature ---
/s/ /s/ Steven Madrid, by power of attorney (2026-05-21)
