Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.
Mock James M
Chief Financial Officer·Direct
Exercise · Dispose
Restricted Stock UnitsDerivative
Shares-328
Price$0.00
Total Value$0
Shares Owned After987
Transaction DateMay 28, 2026
Footnotes ▸
Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis. | 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter. | 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
Mock James M
Chief Financial Officer·Direct
Exercise · Acquire
Common Stock
Shares+328
Price-
Total Value$0
Shares Owned After58.48K
Transaction DateMay 28, 2026
Footnotes ▸
Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis.
Mock James M
Chief Financial Officer·Direct
Exercise · Acquire
Common Stock
Shares+773
Price-
Total Value$0
Shares Owned After58.52K
Transaction DateMay 27, 2026
Footnotes ▸
Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis.
Mock James M
Chief Financial Officer·Direct
Tax W/H · Dispose
Common Stock
Shares-374
Price$47.03
Total Value$17.6K
Shares Owned After58.15K
Transaction DateMay 27, 2026
Footnotes ▸
Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.
Mock James M
Chief Financial Officer·Direct
Exercise · Dispose
Restricted Stock UnitsDerivative
Shares-773
Price$0.00
Total Value$0
Shares Owned After5.42K
Transaction DateMay 27, 2026
Footnotes ▸
Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis. | 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter. | 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
Post-Transaction Holdings
Mock James M
Security
Shares
Change
Common Stock
58.32K
+568 (0.98%)
Restricted Stock Units
987
-1.10K (-52.73%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-05-27
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Moderna, Inc. (MRNA)
CIK: 0001682852
--- Reporting Owner ---
Name: Mock James M
CIK: 0001736359
Role: Officer (Chief Financial Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-05-27 | Code: M (Exercise of derivative)
Shares: +773
Shares Owned After: 58,521 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[Transaction #2]
Security: Common Stock
Date: 2026-05-27 | Code: F (Payment of exercise/tax)
Shares: -374 | Price: $47.03
Total Value: $17,589.22
Shares Owned After: 58,147 | Ownership: D (Direct)
Footnotes:
[F2] Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.
[Transaction #3]
Security: Common Stock
Date: 2026-05-28 | Code: M (Exercise of derivative)
Shares: +328
Shares Owned After: 58,475 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[Transaction #4]
Security: Common Stock
Date: 2026-05-28 | Code: F (Payment of exercise/tax)
Shares: -159 | Price: $47.61
Total Value: $7,569.99
Shares Owned After: 58,316 | Ownership: D (Direct)
Footnotes:
[F2] Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.
--- Derivative Transactions ---
[Transaction #1]
Security: Restricted Stock Units
Date: 2026-05-27 | Code: M (Exercise of derivative)
Shares: -773 | Price: $0.00
Shares Owned After: 5,416 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[F3] 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
[F3] 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
[Transaction #2]
Security: Restricted Stock Units
Date: 2026-05-28 | Code: M (Exercise of derivative)
Shares: -328 | Price: $0.00
Shares Owned After: 987 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[F1] Restricted stock units convert into common stock on a one-for-one basis.
[F4] 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
[F4] 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
--- Footnotes (Complete Index) ---
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.
F3: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
F4: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
--- Signature ---
/s/ /s/ James Dillon, As Attorney-in-Fact (2026-05-29)