RKLB Filing
4Filing Date: Jun 1, 2026

Rocket Lab Corp (RKLB) · Insider Trading (Form 4) SEC Filing

Statement of Changes in Beneficial Ownership

descriptionView SEC Filing
ACC: 0002001011-26-000081open_in_new
Total Value$5.43M
Trades8
Insiders1

Transaction Details

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-8.69K
Price$148.13
Total Value$1.29M
Shares Owned After1.02M
Transaction DateMay 28, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $147.6300 to $148.6100. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-2.70K
Price$144.15
Total Value$389.2K
Shares Owned After1.04M
Transaction DateMay 28, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $143.5900 to $144.5800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-9.91K
Price$147.13
Total Value$1.46M
Shares Owned After1.02M
Transaction DateMay 28, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $146.6300 to $147.6200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-1.41K
Price$149.99
Total Value$211.3K
Shares Owned After1.01M
Transaction DateMay 28, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $149.7600 to $150.4500. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-700
Price$143.05
Total Value$100.1K
Shares Owned After1.04M
Transaction DateMay 28, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $142.5900 to $143.4600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-4.00K
Price$146.27
Total Value$585.1K
Shares Owned After1.03M
Transaction DateMay 28, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $145.6200 to $146.5900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-7.85K
Price$149.09
Total Value$1.17M
Shares Owned After1.01M
Transaction DateMay 28, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $148.6400 to $149.6300. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-1.60K
Price$145.23
Total Value$232.4K
Shares Owned After1.04M
Transaction DateMay 28, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $144.6200 to $145.6000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Post-Transaction Holdings

Klein Frank
SecuritySharesChange
Common Stock1.02M-36.86K (-3.50%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-05-28 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: Rocket Lab Corp (RKLB) CIK: 0001819994 --- Reporting Owner --- Name: Klein Frank CIK: 0002037530 Role: Officer (Chief Operations Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-05-28 | Code: S (Open market sale) Shares: -700 | Price: $143.05 Total Value: $100,138.01 Shares Owned After: 1,043,147 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F2] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $142.5900 to $143.4600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #2] Security: Common Stock Date: 2026-05-28 | Code: S (Open market sale) Shares: -2,700 | Price: $144.15 Total Value: $389,203.65 Shares Owned After: 1,040,447 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F3] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $143.5900 to $144.5800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #3] Security: Common Stock Date: 2026-05-28 | Code: S (Open market sale) Shares: -1,600 | Price: $145.23 Total Value: $232,368.96 Shares Owned After: 1,038,847 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F4] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $144.6200 to $145.6000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #4] Security: Common Stock Date: 2026-05-28 | Code: S (Open market sale) Shares: -4,000 | Price: $146.27 Total Value: $585,084.00 Shares Owned After: 1,034,847 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F5] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $145.6200 to $146.5900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #5] Security: Common Stock Date: 2026-05-28 | Code: S (Open market sale) Shares: -9,909 | Price: $147.13 Total Value: $1,457,931.98 Shares Owned After: 1,024,938 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F6] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $146.6300 to $147.6200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #6] Security: Common Stock Date: 2026-05-28 | Code: S (Open market sale) Shares: -8,694 | Price: $148.13 Total Value: $1,287,840.48 Shares Owned After: 1,016,244 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F7] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $147.6300 to $148.6100. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #7] Security: Common Stock Date: 2026-05-28 | Code: S (Open market sale) Shares: -7,848 | Price: $149.09 Total Value: $1,170,095.21 Shares Owned After: 1,008,396 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F8] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $148.6400 to $149.6300. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #8] Security: Common Stock Date: 2026-05-28 | Code: S (Open market sale) Shares: -1,409 | Price: $149.99 Total Value: $211,335.35 Shares Owned After: 1,006,987 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F9] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $149.7600 to $150.4500. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. --- Footnotes (Complete Index) --- F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $142.5900 to $143.4600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $143.5900 to $144.5800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $144.6200 to $145.6000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $145.6200 to $146.5900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $146.6300 to $147.6200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $147.6300 to $148.6100. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $148.6400 to $149.6300. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $149.7600 to $150.4500. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. --- Signature --- /s/ By: /s/ Arjun Kampani, as Attorney-in-Fact For: Frank Klein (2026-06-01)

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