Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 6/1/2026. | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $456.14 to $457.01. The reporting person undertakes to provide to the Company, any shareowners of the
Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Fordenwalt Matthew W.
SVP Lifecycle Services·Direct
Exercise · Acquire
Common Stock
Shares+595
Price$0.00
Total Value$0
Shares Owned After5.03K
Transaction DateJun 1, 2026
10b5-1
Fordenwalt Matthew W.
SVP Lifecycle Services·Direct
Exercise · Dispose
Restricted Stock UnitsDerivative
Shares-595
Price$0.00
Total Value$0
Shares Owned After0
Transaction DateJun 1, 2026
ExpiresJun 1, 2026
10b5-1
Footnotes ▸
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. | The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Fordenwalt Matthew W.
SVP Lifecycle Services·Indirect · By Savings Plan
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After70.07
10b5-1Holding Only
Footnotes ▸
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Post-Transaction Holdings
Fordenwalt Matthew W.
Security
Shares
Change
Common Stock
4.88K
+377 (8.36%)
Restricted Stock Units
0
-595 (-100.00%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-06-01
10b5-1 Pre-arranged Plan: Yes
--- Issuer ---
Name: ROCKWELL AUTOMATION, INC (ROK)
CIK: 0001024478
--- Reporting Owner ---
Name: Fordenwalt Matthew W.
CIK: 0001979295
Role: Officer (SVP Lifecycle Services)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-06-01 | Code: M (Exercise of derivative)
Shares: +595 | Price: $0.00
Shares Owned After: 5,032 | Ownership: D (Direct)
[Transaction #2]
Security: Common Stock
Date: 2026-06-02 | Code: S (Open market sale)
Shares: -218 | Price: $456.34
Total Value: $99,482.12
Shares Owned After: 4,814 | Ownership: D (Direct)
Footnotes:
[F1] Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 6/1/2026.
[F2] Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $456.14 to $457.01. The reporting person undertakes to provide to the Company, any shareowners of the
Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
--- Derivative Transactions ---
[Transaction #1]
Security: Restricted Stock Units
Date: 2026-06-01 | Code: M (Exercise of derivative)
Shares: -595 | Price: $0.00
Exercisable: N/A | Expires: 2026-06-01
Shares Owned After: 0 | Ownership: D (Direct)
Footnotes:
[F4] Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
[F5] The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
--- Holdings ---
[Holding #1]
Security: Common Stock
Ownership: I (Indirect)
Footnotes:
[F3] Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
--- Footnotes (Complete Index) ---
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 6/1/2026.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $456.14 to $457.01. The reporting person undertakes to provide to the Company, any shareowners of the
Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F5: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
--- Signature ---
/s/ Danielle White, By Power of Attorney for Matthew W. Fordenwalt (2026-06-03)