4Filing Date: Jun 9, 2026
Principal Financial (PFG)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001126328-26-000131
Total Value$72.5K
Trades1
Insiders1
Transaction Details
HOCHSCHILD ROGER C
Director·Direct
Grant · Acquire
Phantom Stock UnitsDerivative
Shares+689
Price$105.22
Total Value$72.5K
Shares Owned After29.45K
Transaction DateJun 5, 2026
Footnotes ▸
The units convert to common stock on a one-for-one basis. | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
Post-Transaction Holdings
HOCHSCHILD ROGER C · Director
| Security | Shares | Change |
|---|---|---|
| Phantom Stock Units | 29.45K | +689 (2.40%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-06-05
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
--- Reporting Owner ---
Name: HOCHSCHILD ROGER C
CIK: 0001183833
Role: Director
--- Derivative Transactions ---
[Transaction #1]
Security: Phantom Stock Units
Date: 2026-06-05 | Code: A (Grant or award)
Shares: +689 | Price: $105.22
Shares Owned After: 29,455 | Ownership: D (Direct)
Footnotes:
[F1] The units convert to common stock on a one-for-one basis.
[F2] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
[F2] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
--- Footnotes (Complete Index) ---
F1: The units convert to common stock on a one-for-one basis.
F2: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
--- Signature ---
/s/ Chris Agbe-Davies as Attorney-in-Fact (2026-06-09)