4Filing Date: Jun 9, 2026

Principal Financial (PFG)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001126328-26-000131
Total Value$72.5K
Trades1
Insiders1

Transaction Details

HOCHSCHILD ROGER C
Director·Direct
Grant · Acquire
Phantom Stock UnitsDerivative
Shares+689
Price$105.22
Total Value$72.5K
Shares Owned After29.45K
Transaction DateJun 5, 2026
Footnotes ▸

The units convert to common stock on a one-for-one basis. | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Post-Transaction Holdings

HOCHSCHILD ROGER C · Director
SecuritySharesChange
Phantom Stock Units29.45K+689 (2.40%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-06-05 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: PRINCIPAL FINANCIAL GROUP INC (PFG) CIK: 0001126328 --- Reporting Owner --- Name: HOCHSCHILD ROGER C CIK: 0001183833 Role: Director --- Derivative Transactions --- [Transaction #1] Security: Phantom Stock Units Date: 2026-06-05 | Code: A (Grant or award) Shares: +689 | Price: $105.22 Shares Owned After: 29,455 | Ownership: D (Direct) Footnotes: [F1] The units convert to common stock on a one-for-one basis. [F2] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. [F2] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. --- Footnotes (Complete Index) --- F1: The units convert to common stock on a one-for-one basis. F2: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. --- Signature --- /s/ Chris Agbe-Davies as Attorney-in-Fact (2026-06-09)

keid analysis is for reference only and does not constitute investment advice.