CAT Filing
4Filing Date: Jun 11, 2026

CATERPILLAR INC (CAT) · Insider Trading (Form 4) SEC Filing

Statement of Changes in Beneficial Ownership

descriptionView SEC Filing
ACC: 0001104659-26-072891open_in_new
Total Value$0
Trades2
Insiders1

Transaction Details

Fish James C Jr
Director·Direct
Grant · Acquire
Common Stock
Shares+211
Price$0.00
Total Value$0
Shares Owned After3.69K
Transaction DateJun 10, 2026
Footnotes ▸

Includes adjustments for dividends accrued.

Fish James C Jr
Director·Indirect · Held by The Nicole M. Fish GST Trust.
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After250

Post-Transaction Holdings

Fish James C Jr
SecuritySharesChange
Common Stock3.94K+211 (5.66%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-06-10 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: CATERPILLAR INC (CAT) CIK: 0000018230 --- Reporting Owner --- Name: Fish James C Jr CIK: 0001523568 Role: Director --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-06-10 | Code: A (Grant or award) Shares: +211 | Price: $0.00 Shares Owned After: 3,687 | Ownership: D (Direct) Footnotes: [F1] Includes adjustments for dividends accrued. --- Holdings --- [Holding #1] Security: Common Stock Ownership: I (Indirect) [Holding #2] Security: Common Stock Ownership: I (Indirect) --- Footnotes (Complete Index) --- F1: Includes adjustments for dividends accrued. --- Signature --- /s/ /s/ Nicole M. Puza, POA for James Fish, Jr. (2026-06-11)

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