AMERIPRISE FINANCIAL INC (AMP) · Initial Holdings (Form 3) SEC Filing

=== SEC Form 3 — Statement of Changes in Beneficial Ownership === Document Type: 3 Period of Report: 2026-06-02 --- Issuer --- Name: AMERIPRISE FINANCIAL INC (AMP) CIK: 0000820027 --- Reporting Owner --- Name: Williams William Jerryl CIK: 0001724756 Role: Officer (Pres, Wealth Mgmt Advisor Grp) --- Holdings --- [Holding #1] Security: Common Stock Ownership: D (Direct) [Holding #2] Security: Employee Stock Option (right to buy) Ownership: D (Direct) Footnotes: [F1] Fully vested. [Holding #3] Security: Employee Stock Option (right to buy) Ownership: D (Direct) Footnotes: [F1] Fully vested. [Holding #4] Security: Employee Stock Option (right to buy) Ownership: D (Direct) Footnotes: [F1] Fully vested. [Holding #5] Security: Employee Stock Option (right to buy) Ownership: D (Direct) Footnotes: [F1] Fully vested. [Holding #6] Security: Employee Stock Option (right to buy) Ownership: D (Direct) Footnotes: [F1] Fully vested. [Holding #7] Security: Employee Stock Option (right to buy) Ownership: D (Direct) Footnotes: [F2] One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. [Holding #8] Security: Employee Stock Option (right to buy) Ownership: D (Direct) Footnotes: [F3] One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. [Holding #9] Security: Employee Stock Option (right to buy) Ownership: D (Direct) Footnotes: [F4] One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. [Holding #10] Security: Phantom Stock Ownership: D (Direct) Footnotes: [F6] Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. [F5] Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. [F5] Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. --- Footnotes (Complete Index) --- F1: Fully vested. F2: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. F3: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. F4: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. F5: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F6: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. --- Signature --- /s/ /s/ Wendy B. Mahling for William J. Williams (2026-06-12)