=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-06-08
10b5-1 Pre-arranged Plan: Yes
--- Issuer ---
Name: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
--- Reporting Owner ---
Name: Rishel Jeremy
CIK: 0001934200
Role: Officer (Chief Technology Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-06-08 | Code: A (Grant or award)
Shares: +1,315.471 | Price: $13.63
Total Value: $17,924.61
Shares Owned After: 840,955.443 | Ownership: D (Direct)
Footnotes:
[F1] Shares were acquired under the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan on June 8, 2026, in an exempt transaction pursuant to Rule 16(b)-3(d), paid for by contributions made during the six month period ended June 7, 2026.
[Transaction #2]
Security: Common Stock
Date: 2026-06-15 | Code: M (Exercise of derivative)
Shares: +271,751
Shares Owned After: 1,112,706.443 | Ownership: D (Direct)
Footnotes:
[F2] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[Transaction #3]
Security: Common Stock
Date: 2026-06-15 | Code: M (Exercise of derivative)
Shares: +28,749
Shares Owned After: 1,141,455.443 | Ownership: D (Direct)
Footnotes:
[F2] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[Transaction #4]
Security: Common Stock
Date: 2026-06-15 | Code: M (Exercise of derivative)
Shares: +11,362
Shares Owned After: 1,152,817.443 | Ownership: D (Direct)
Footnotes:
[F2] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[Transaction #5]
Security: Common Stock
Date: 2026-06-16 | Code: F (Payment of exercise/tax)
Shares: -155,605 | Price: $17.61
Total Value: $2,739,581.63
Shares Owned After: 997,212.443 | Ownership: D (Direct)
Footnotes:
[F3] Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
[Transaction #6]
Security: Common Stock
Date: 2026-06-17 | Code: S (Open market sale)
Shares: -102,123 | Price: $17.78
Total Value: $1,815,746.94
Shares Owned After: 895,089.443 | Ownership: D (Direct)
Footnotes:
[F4] The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 2, 2025.
[F5] The Reporting Person's Form 4 filed on June 18, 2024 inadvertently reported 271,571, instead of the correct 271,751, shares acquired and the Reporting Person's Form 4 filed on September 20, 2024 inadvertently reported 68,081, instead of the correct 68,061, shares disposed.
--- Derivative Transactions ---
[Transaction #1]
Security: Restricted Stock Unit
Date: 2026-06-15 | Code: M (Exercise of derivative)
Shares: -271,751 | Price: $0.00
Shares Owned After: 264,947 | Ownership: D (Direct)
Footnotes:
[F2] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F6] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.
[F6] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.
[Transaction #2]
Security: Restricted Stock Unit
Date: 2026-06-15 | Code: M (Exercise of derivative)
Shares: -28,749 | Price: $0.00
Shares Owned After: 215,613 | Ownership: D (Direct)
Footnotes:
[F2] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F7] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
[F7] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
[Transaction #3]
Security: Restricted Stock Unit
Date: 2026-06-15 | Code: M (Exercise of derivative)
Shares: -11,362 | Price: $0.00
Shares Owned After: 170,443 | Ownership: D (Direct)
Footnotes:
[F2] Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F8] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.
[F8] Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.
--- Footnotes (Complete Index) ---
F1: Shares were acquired under the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan on June 8, 2026, in an exempt transaction pursuant to Rule 16(b)-3(d), paid for by contributions made during the six month period ended June 7, 2026.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F3: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F4: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 2, 2025.
F5: The Reporting Person's Form 4 filed on June 18, 2024 inadvertently reported 271,571, instead of the correct 271,751, shares acquired and the Reporting Person's Form 4 filed on September 20, 2024 inadvertently reported 68,081, instead of the correct 68,061, shares disposed.
F6: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.
F7: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
F8: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.
--- Signature ---
/s/ /s/ Sara C. Thompson, Attorney-in-Fact (2026-06-17)
