C3.ai, Inc. (AI) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-06-15 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: C3.ai, Inc. (AI) CIK: 0001577526 --- Reporting Owner --- Name: Lath Hitesh CIK: 0002014154 Role: Officer (CHIEF FINANCIAL OFFICER) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A Common Stock Date: 2026-06-15 | Code: M (Exercise of derivative) Shares: +8,008 | Price: $0.00 Shares Owned After: 246,316 | Ownership: D (Direct) Footnotes: [F1] Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. [Transaction #2] Security: Class A Common Stock Date: 2026-06-15 | Code: M (Exercise of derivative) Shares: +1,000 | Price: $0.00 Shares Owned After: 247,316 | Ownership: D (Direct) Footnotes: [F1] Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. [Transaction #3] Security: Class A Common Stock Date: 2026-06-15 | Code: M (Exercise of derivative) Shares: +20,000 | Price: $0.00 Shares Owned After: 267,316 | Ownership: D (Direct) Footnotes: [F1] Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. [Transaction #4] Security: Class A Common Stock Date: 2026-06-16 | Code: S (Open market sale) Shares: -34,210 | Price: $10.95 Total Value: $374,599.50 Shares Owned After: 233,106 | Ownership: D (Direct) Footnotes: [F2] Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein. [F3] The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $11.09, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. --- Derivative Transactions --- [Transaction #1] Security: Restricted Stock Units Date: 2026-06-15 | Code: M (Exercise of derivative) Shares: -8,008 | Price: $0.00 Shares Owned After: 80,077 | Ownership: D (Direct) Footnotes: [F1] Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. [F4] 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. [F4] 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. [Transaction #2] Security: Restricted Stock Units Date: 2026-06-15 | Code: M (Exercise of derivative) Shares: -1,000 | Price: $0.00 Shares Owned After: 12,000 | Ownership: D (Direct) Footnotes: [F1] Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. [F5] 20% of such RSU award vested on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. [F5] 20% of such RSU award vested on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. [Transaction #3] Security: Restricted Stock Units Date: 2026-06-15 | Code: M (Exercise of derivative) Shares: -20,000 | Price: $0.00 Shares Owned After: 260,000 | Ownership: D (Direct) Footnotes: [F1] Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. [F6] 20% of such RSU award vested on September 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. [F6] 20% of such RSU award vested on September 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. --- Footnotes (Complete Index) --- F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2: Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein. F3: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $11.09, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4: 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F5: 20% of such RSU award vested on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F6: 20% of such RSU award vested on September 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. --- Signature --- /s/ /s/ Sasha Pesic, Attorney-in-Fact (2026-06-17)