Uber Technologies, Inc (UBER) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-06-16 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Uber Technologies, Inc (UBER) CIK: 0001543151 --- Reporting Owner --- Name: Krishnamurthy Balaji (A) CIK: 0002111867 Role: Officer (Chief Financial Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: +566 Shares Owned After: 35,540 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [F2] Includes 298 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2026. [Transaction #2] Security: Common Stock Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: +885 Shares Owned After: 36,425 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [Transaction #3] Security: Common Stock Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: +687 Shares Owned After: 37,112 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [Transaction #4] Security: Common Stock Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: +490 Shares Owned After: 37,602 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [Transaction #5] Security: Common Stock Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: +1,158 Shares Owned After: 38,760 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [Transaction #6] Security: Common Stock Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: +606 Shares Owned After: 39,366 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [Transaction #7] Security: Common Stock Date: 2026-06-16 | Code: F (Payment of exercise/tax) Shares: -281 | Price: $73.25 Total Value: $20,583.25 Shares Owned After: 39,085 | Ownership: D (Direct) Footnotes: [F3] Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2026. [Transaction #8] Security: Common Stock Date: 2026-06-16 | Code: F (Payment of exercise/tax) Shares: -439 | Price: $73.25 Total Value: $32,156.75 Shares Owned After: 38,646 | Ownership: D (Direct) Footnotes: [F3] Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2026. [Transaction #9] Security: Common Stock Date: 2026-06-16 | Code: F (Payment of exercise/tax) Shares: -341 | Price: $73.25 Total Value: $24,978.25 Shares Owned After: 38,305 | Ownership: D (Direct) Footnotes: [F3] Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2026. [Transaction #10] Security: Common Stock Date: 2026-06-16 | Code: F (Payment of exercise/tax) Shares: -245 | Price: $73.25 Total Value: $17,946.25 Shares Owned After: 38,060 | Ownership: D (Direct) Footnotes: [F3] Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2026. [Transaction #11] Security: Common Stock Date: 2026-06-16 | Code: F (Payment of exercise/tax) Shares: -611 | Price: $73.25 Total Value: $44,755.75 Shares Owned After: 37,449 | Ownership: D (Direct) Footnotes: [F3] Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2026. [Transaction #12] Security: Common Stock Date: 2026-06-16 | Code: F (Payment of exercise/tax) Shares: -333 | Price: $73.25 Total Value: $24,392.25 Shares Owned After: 37,116 | Ownership: D (Direct) Footnotes: [F3] Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2026. --- Derivative Transactions --- [Transaction #1] Security: Restricted Stock Units Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: -566 | Price: $0.00 Shares Owned After: 66,272 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [F4] The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F4] The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #2] Security: Restricted Stock Units Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: -885 | Price: $0.00 Shares Owned After: 39,827 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [F5] The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F5] The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #3] Security: Restricted Stock Units Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: -687 | Price: $0.00 Shares Owned After: 22,663 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [F6] The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F6] The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #4] Security: Restricted Stock Units Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: -490 | Price: $0.00 Shares Owned After: 10,290 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [F7] The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F7] The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #5] Security: Restricted Stock Units Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: -1,158 | Price: $0.00 Shares Owned After: 17,369 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [F8] The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F8] The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #6] Security: Restricted Stock Units Date: 2026-06-16 | Code: M (Exercise of derivative) Shares: -606 | Price: $0.00 Shares Owned After: 5,457 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units (RSUs) convert into common stock on a one-for-one basis. [F9] The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F9] The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. --- Footnotes (Complete Index) --- F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. F2: Includes 298 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2026. F3: Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2026. F4: The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F5: The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F6: The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F7: The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F8: The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F9: The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. --- Signature --- /s/ /s/ Carolyn Mo by Power of Attorney for Balaji Krishnamurthy (2026-06-18)