Broadcom Inc. (AVGO) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-06-16 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Broadcom Inc. (AVGO) CIK: 0001730168 --- Reporting Owner --- Name: Brazeal Mark David CIK: 0001627720 Role: Officer (Chief Legal & Corp Affairs Ofc) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -192 | Price: $377.10 Total Value: $72,403.20 Shares Owned After: 277,949 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F2] Transaction executed in multiple trades at prices ranging from $376.71 to $377.44 per share. [F3] Includes 123,750 RSUs. [Transaction #2] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -372 | Price: $378.58 Total Value: $140,833.62 Shares Owned After: 277,577 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F4] Transaction executed in multiple trades at prices ranging from $377.92 to $378.91 per share. [F3] Includes 123,750 RSUs. [Transaction #3] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -776 | Price: $379.43 Total Value: $294,435.35 Shares Owned After: 276,801 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F5] Transaction executed in multiple trades at prices ranging from $378.97 to $379.85 per share. [F3] Includes 123,750 RSUs. [Transaction #4] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -457 | Price: $380.40 Total Value: $173,843.26 Shares Owned After: 276,344 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F6] Transaction executed in multiple trades at prices ranging from $379.97 to $380.77 per share. [F3] Includes 123,750 RSUs. [Transaction #5] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -368 | Price: $381.32 Total Value: $140,324.66 Shares Owned After: 275,976 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F7] Transaction executed in multiple trades at prices ranging from $381.03 to $381.86 per share. [F3] Includes 123,750 RSUs. [Transaction #6] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -273 | Price: $382.80 Total Value: $104,505.22 Shares Owned After: 275,703 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F8] Transaction executed in multiple trades at prices ranging from $382.38 to $383.13 per share. [F3] Includes 123,750 RSUs. [Transaction #7] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -202 | Price: $383.75 Total Value: $77,518.31 Shares Owned After: 275,501 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F9] Transaction executed in multiple trades at prices ranging from $383.39 to $383.90 per share. [F3] Includes 123,750 RSUs. [Transaction #8] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -171 | Price: $386.15 Total Value: $66,031.65 Shares Owned After: 275,330 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F10] Transaction executed in multiple trades at prices ranging from $385.71 to $386.67 per share. [F3] Includes 123,750 RSUs. [Transaction #9] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -300 | Price: $388.03 Total Value: $116,407.80 Shares Owned After: 275,030 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F11] Transaction executed in multiple trades at prices ranging from $387.46 to $388.45 per share. [F3] Includes 123,750 RSUs. [Transaction #10] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -104 | Price: $388.75 Total Value: $40,430.00 Shares Owned After: 274,926 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F12] Transaction executed in multiple trades at prices ranging from $388.55 to $388.86 per share. [F3] Includes 123,750 RSUs. [Transaction #11] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -40 | Price: $389.67 Total Value: $15,586.80 Shares Owned After: 274,886 | Ownership: D (Direct) Footnotes: [F3] Includes 123,750 RSUs. [Transaction #12] Security: Common Stock, $0.001 par value Date: 2026-06-16 | Code: S (Open market sale) Shares: -72 | Price: $390.91 Total Value: $28,145.23 Shares Owned After: 274,814 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F13] Transaction executed in multiple trades at prices ranging from $390.43 to $391.29 per share. [F3] Includes 123,750 RSUs. [Transaction #13] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -76 | Price: $384.00 Total Value: $29,183.70 Shares Owned After: 274,738 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F14] Transaction executed in multiple trades at prices ranging from $383.57 to $384.47 per share. [F3] Includes 123,750 RSUs. [Transaction #14] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -29 | Price: $385.16 Total Value: $11,169.73 Shares Owned After: 274,709 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F15] Transaction executed in multiple trades at prices ranging from $384.65 to $385.58 per share. [F3] Includes 123,750 RSUs. [Transaction #15] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -220 | Price: $386.15 Total Value: $84,952.78 Shares Owned After: 274,489 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F16] Transaction executed in multiple trades at prices ranging from $385.83 to $386.57 per share. [F3] Includes 123,750 RSUs. [Transaction #16] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -110 | Price: $388.96 Total Value: $42,785.16 Shares Owned After: 274,379 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F17] Transaction executed in multiple trades at prices ranging from $388.74 to $389.63 per share. [F3] Includes 123,750 RSUs. [Transaction #17] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -242 | Price: $390.59 Total Value: $94,521.81 Shares Owned After: 274,137 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F18] Transaction executed in multiple trades at prices ranging from $390.03 to $391.01 per share. [F3] Includes 123,750 RSUs. [Transaction #18] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -274 | Price: $391.73 Total Value: $107,335.12 Shares Owned After: 273,863 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F19] Transaction executed in multiple trades at prices ranging from $391.36 to $392.24 per share. [F3] Includes 123,750 RSUs. [Transaction #19] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -408 | Price: $393.04 Total Value: $160,361.95 Shares Owned After: 273,455 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F20] Transaction executed in multiple trades at prices ranging from $392.55 to $393.53 per share. [F3] Includes 123,750 RSUs. [Transaction #20] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -368 | Price: $394.09 Total Value: $145,026.22 Shares Owned After: 273,087 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F21] Transaction executed in multiple trades at prices ranging from $393.57 to $394.54 per share. [F3] Includes 123,750 RSUs. [Transaction #21] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -643 | Price: $395.37 Total Value: $254,222.91 Shares Owned After: 272,444 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F22] Transaction executed in multiple trades at prices ranging from $394.75 to $395.71 per share. [F3] Includes 123,750 RSUs. [Transaction #22] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -695 | Price: $396.24 Total Value: $275,384.02 Shares Owned After: 271,749 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F23] Transaction executed in multiple trades at prices ranging from $395.78 to $396.68 per share. [F3] Includes 123,750 RSUs. [Transaction #23] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -797 | Price: $397.23 Total Value: $316,590.72 Shares Owned After: 270,952 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F24] Transaction executed in multiple trades at prices ranging from $396.85 to $397.78 per share. [F3] Includes 123,750 RSUs. [Transaction #24] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -570 | Price: $398.25 Total Value: $227,002.50 Shares Owned After: 270,382 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F25] Transaction executed in multiple trades at prices ranging from $397.86 to $398.79 per share. [F3] Includes 123,750 RSUs. [Transaction #25] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -357 | Price: $399.18 Total Value: $142,506.90 Shares Owned After: 270,025 | Ownership: D (Direct) Footnotes: [F1] Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. [F26] Transaction executed in multiple trades at prices ranging from $398.88 to $399.65 per share. [F3] Includes 123,750 RSUs. [Transaction #26] Security: Common Stock, $0.001 par value Date: 2026-06-17 | Code: S (Open market sale) Shares: -36 | Price: $400.29 Total Value: $14,410.44 Shares Owned After: 269,989 | Ownership: D (Direct) Footnotes: [F3] Includes 123,750 RSUs. --- Footnotes (Complete Index) --- F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F10: Transaction executed in multiple trades at prices ranging from $385.71 to $386.67 per share. F11: Transaction executed in multiple trades at prices ranging from $387.46 to $388.45 per share. F12: Transaction executed in multiple trades at prices ranging from $388.55 to $388.86 per share. F13: Transaction executed in multiple trades at prices ranging from $390.43 to $391.29 per share. F14: Transaction executed in multiple trades at prices ranging from $383.57 to $384.47 per share. F15: Transaction executed in multiple trades at prices ranging from $384.65 to $385.58 per share. F16: Transaction executed in multiple trades at prices ranging from $385.83 to $386.57 per share. F17: Transaction executed in multiple trades at prices ranging from $388.74 to $389.63 per share. F18: Transaction executed in multiple trades at prices ranging from $390.03 to $391.01 per share. F19: Transaction executed in multiple trades at prices ranging from $391.36 to $392.24 per share. F2: Transaction executed in multiple trades at prices ranging from $376.71 to $377.44 per share. F20: Transaction executed in multiple trades at prices ranging from $392.55 to $393.53 per share. F21: Transaction executed in multiple trades at prices ranging from $393.57 to $394.54 per share. F22: Transaction executed in multiple trades at prices ranging from $394.75 to $395.71 per share. F23: Transaction executed in multiple trades at prices ranging from $395.78 to $396.68 per share. F24: Transaction executed in multiple trades at prices ranging from $396.85 to $397.78 per share. F25: Transaction executed in multiple trades at prices ranging from $397.86 to $398.79 per share. F26: Transaction executed in multiple trades at prices ranging from $398.88 to $399.65 per share. F3: Includes 123,750 RSUs. F4: Transaction executed in multiple trades at prices ranging from $377.92 to $378.91 per share. F5: Transaction executed in multiple trades at prices ranging from $378.97 to $379.85 per share. F6: Transaction executed in multiple trades at prices ranging from $379.97 to $380.77 per share. F7: Transaction executed in multiple trades at prices ranging from $381.03 to $381.86 per share. F8: Transaction executed in multiple trades at prices ranging from $382.38 to $383.13 per share. F9: Transaction executed in multiple trades at prices ranging from $383.39 to $383.90 per share. --- Signature --- /s/ /s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal (2026-06-18)