3Filing Date: Jun 26, 2026

Raymond James Financial (RJF)

Initial Statement of Beneficial Ownership

View SEC Filing
ACC: 0001225208-26-006193
Total Value$0
Trades3
Insiders1

Transaction Details

JAMES THOMAS A
10% Owner·Direct
Restricted Stock UnitsDerivative
Shares0
Price-
Total Value$0
ExpiresDec 15, 2026
Holding Only
Footnotes ▸

Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

JAMES THOMAS A
10% Owner·Indirect · By James Ventures, Inc.
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After50.63K
JAMES THOMAS A
10% Owner·Direct
Performance Restricted Stock UnitsDerivative
Shares0
Price-
Total Value$0
ExpiresDec 31, 2026
Holding Only
Footnotes ▸

Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Post-Transaction Holdings

JAMES THOMAS A · 10% Owner
SecuritySharesChange
Common Stock50.63K-
Performance Restricted Stock Units--
Restricted Stock Units--
Original SEC Filing Textexpand_more
=== SEC Form 3 — Statement of Changes in Beneficial Ownership === Document Type: 3 Period of Report: 2026-06-16 --- Issuer --- Name: RAYMOND JAMES FINANCIAL INC (RJF) CIK: 0000720005 --- Reporting Owner --- Name: JAMES THOMAS A CIK: 0001182775 Role: 10%+ Owner --- Holdings --- [Holding #1] Security: Common Stock Ownership: I (Indirect) [Holding #2] Security: Common Stock Ownership: I (Indirect) [Holding #3] Security: Common Stock Ownership: I (Indirect) [Holding #4] Security: Common Stock Ownership: I (Indirect) Footnotes: [F1] Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through June 16, 2026. [Holding #5] Security: Common Stock Ownership: I (Indirect) [Holding #6] Security: Performance Restricted Stock Units Ownership: D (Direct) Footnotes: [F2] Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. [Holding #7] Security: Restricted Stock Units Ownership: D (Direct) Footnotes: [F2] Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. --- Footnotes (Complete Index) --- F1: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through June 16, 2026. F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. --- Signature --- /s/ /s/ Thomas A. James by Jonathan J. Doyle as Attorney-in-Fact (2026-06-26)

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