3Filing Date: Jun 26, 2026
Raymond James Financial (RJF)
Initial Statement of Beneficial Ownership
View SEC Filing
ACC: 0001225208-26-006193
Total Value$0
Trades3
Insiders1
Transaction Details
JAMES THOMAS A
10% Owner·Direct
Restricted Stock UnitsDerivative
Shares0
Price-
Total Value$0
ExpiresDec 15, 2026
Holding Only
Footnotes ▸
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
JAMES THOMAS A
10% Owner·Indirect · By James Ventures, Inc.
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After50.63K
JAMES THOMAS A
10% Owner·Direct
Performance Restricted Stock UnitsDerivative
Shares0
Price-
Total Value$0
ExpiresDec 31, 2026
Holding Only
Footnotes ▸
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Post-Transaction Holdings
JAMES THOMAS A · 10% Owner
| Security | Shares | Change |
|---|---|---|
| Common Stock | 50.63K | - |
| Performance Restricted Stock Units | - | - |
| Restricted Stock Units | - | - |
Original SEC Filing Textexpand_more
=== SEC Form 3 — Statement of Changes in Beneficial Ownership ===
Document Type: 3
Period of Report: 2026-06-16
--- Issuer ---
Name: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
--- Reporting Owner ---
Name: JAMES THOMAS A
CIK: 0001182775
Role: 10%+ Owner
--- Holdings ---
[Holding #1]
Security: Common Stock
Ownership: I (Indirect)
[Holding #2]
Security: Common Stock
Ownership: I (Indirect)
[Holding #3]
Security: Common Stock
Ownership: I (Indirect)
[Holding #4]
Security: Common Stock
Ownership: I (Indirect)
Footnotes:
[F1] Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through June 16, 2026.
[Holding #5]
Security: Common Stock
Ownership: I (Indirect)
[Holding #6]
Security: Performance Restricted Stock Units
Ownership: D (Direct)
Footnotes:
[F2] Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
[Holding #7]
Security: Restricted Stock Units
Ownership: D (Direct)
Footnotes:
[F2] Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
--- Footnotes (Complete Index) ---
F1: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through June 16, 2026.
F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
--- Signature ---
/s/ /s/ Thomas A. James by Jonathan J. Doyle as Attorney-in-Fact (2026-06-26)